-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H9YGPbEuokkoyUhoTcYxQiNec4PC78HdYA5f/mHeuOcIXs5S98pwB5HtmNfcckR7 r7TFOPhtWaMRwi6W/XNKeg== 0001169232-03-004087.txt : 20030723 0001169232-03-004087.hdr.sgml : 20030723 20030602122117 ACCESSION NUMBER: 0001169232-03-004087 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030602 GROUP MEMBERS: DENNIS L. STONEMAN GROUP MEMBERS: DENNIS L. STONEMAN AND EILEEN STONEMAN, JTWROS GROUP MEMBERS: DENNIS STONEMAN, JR. AND SANDRA STONEMAN, JTWROS GROUP MEMBERS: DREW STONEMAN GROUP MEMBERS: DREW STONEMAN AND LORI MARINO, JTWROS GROUP MEMBERS: EARNEST M. EMERY GROUP MEMBERS: EILEEN STONEMAN GROUP MEMBERS: HERMANN SCHLOSSER GROUP MEMBERS: LAWRENCE C. KARLSON GROUP MEMBERS: MILLIE MEROLLA GROUP MEMBERS: PAUL A. KOHMESCHER GROUP MEMBERS: WILLIAM J. ECKENRODE FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: POSNER GERALD D CENTRAL INDEX KEY: 0001222766 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: MIKRON INFRARED INC STREET 2: 16 THORNTON ROAD CITY: OAKLAND STATE: NJ ZIP: 07436 BUSINESS PHONE: 2014050900 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIKRON INFRARED INC CENTRAL INDEX KEY: 0000787809 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 221895668 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38624 FILM NUMBER: 03727520 BUSINESS ADDRESS: STREET 1: 16 THORNTON ROAD CITY: OAKLAND STATE: NJ ZIP: 07436 BUSINESS PHONE: 2014050900 MAIL ADDRESS: STREET 1: 16 THORNTON ROAD CITY: OAKLAND STATE: NJ ZIP: 07436 FORMER COMPANY: FORMER CONFORMED NAME: MIKRON INSTRUMENT CO INC DATE OF NAME CHANGE: 19920703 SC 13D/A 1 d55172_sc13d-a.txt AMENDMENT NO. 1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1) UNDER THE SECURITIES EXCHANGE ACT OF 1934 Mikron Infrared, Inc. (Name of Issuer) Common Stock, $.003 par value (Title of Class of Securities) 59862R 10 3 (CUSIP Number) Gerarld D. Posner, President Mikron Infrared, Inc. 16 Thornton Road Oakland, New Jersey 07436 with a copy to: Steven D. Dreyer, Esq. Arent Fox Kintner Plotkin & Kahn, PLLC 1675 Broadway New York, New York 10019-5874 (212) 484-3917 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 27, 2003 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box: |_| SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 2 of 21 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON GERALD D. POSNER - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 579,761* ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY NONE** OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 579,761* WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER NONE** - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 579,761* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |X|** - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.94%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! * See Item 5(a) and Note 1 to the table contained therein ** The Reporting Person disclaims that he beneficially owns, or shares the right to vote or dispose of, the shares of any of the other Reporting Persons. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 3 of 21 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON DENNIS L. STONEMAN - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 338,095* ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 46,000** OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 338,095* WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 46,000** - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 384,095* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |X|** - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.25%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! * See Item 5(a) and Note 1 to the table contained therein ** Except for the shares that the Reporting Person jointly owns with Eileen Stoneman, the Reporting Person disclaims that he beneficially owns, or shares the right to vote or dispose of, the shares of any of the other Reporting Persons. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 4 of 21 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON EILEEN STONEMAN - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 6,000 ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 46,000** OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 6,000 WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 46,000** - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 52,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |X|** - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.98%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! * See Item 5(a) and Note 1 to the table contained therein ** Except for the shares that the Reporting Person jointly owns with Dennis L. Stoneman, the Reporting Person disclaims that she beneficially owns, or shares the right to vote or dispose of, the shares of any of the other Reporting Persons. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 5 of 21 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON DENNIS L. STONEMAN AND EILEEN STONEMAN, JTWROS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NONE ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 46,000** OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON NONE WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 46,000** - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 46,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |X|** - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.87%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! * See Item 5(a) and Note 1 to the table contained therein ** Except for (i) the shares that these Reporting Persons own as JTWROS and (ii) the shares that each of them owns individually, these Reporting Persons disclaim that either of them beneficially owns, and/or shares the right to vote or dispose of, the shares of any of the other Reporting Persons. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 6 of 21 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON DREW STONEMAN - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 11,000 ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 6,000** OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 11,000 WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 6,000** - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |X|** - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.32%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! * See Item 5(a) and Note 1 to the table contained therein ** Except for the shares that the Reporting Person jointly owns with Lori Marino, the Reporting Person disclaims that he beneficially owns, or shares the right to vote or dispose of, the shares of any of the other Reporting Persons. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 7 of 21 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON DREW STONEMAN AND LORI MARINO, JTWROS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NONE ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 6,000** OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON NONE WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 6,000** - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |X|** - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.11%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! * See Item 5(a) and Note 1 to the table contained therein ** Except for (i) the shares that these Reporting Persons own as JTWROS and (ii) the shares that Drew Stoneman owns individually, these Reporting Persons disclaim that either of them beneficially owns, and/or shares the right to vote or dispose of, the shares of any of the other Reporting Persons. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 8 of 21 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON DENNIS STONEMAN, JR. AND SANDRA STONEMAN, JTWROS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NONE ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 42,200** OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON NONE WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 42,200** - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 42,200 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |X|** - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.79%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! * See Item 5(a) and Note 1 to the table contained therein ** Except for the shares that these Reporting Persons own as JTWROS, these Reporting Persons disclaim that either of them beneficially owns, or shares the right to vote or dispose of, the shares of any of the other Reporting Persons. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 9 of 21 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON MILLIE MEROLLA - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 3,000 ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY NONE** OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 3,000 WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER NONE** - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |X|** - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) LESS THAN ONE TENTH OF ONE PERCENT%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! * See Item 5(a) and Note 1 to the table contained therein ** The Reporting Person disclaims that she beneficially owns, or shares the right to vote or dispose of, the shares of any of the other Reporting Persons. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 10 of 21 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON PAUL A. KOHMESCHER - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 15,000* ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY NONE** OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 15,000* WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER NONE** - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,000* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |X|** - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.28%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! * See Item 5(a) and Note 1 to the table contained therein ** The Reporting Person disclaims that he beneficially owns, or shares the right to vote or dispose of, the shares of any of the other Reporting Persons. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 11 of 21 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON LAWRENCE C. KARLSON - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 174,500* ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY NONE** OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 174,500* WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER NONE** - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 174,500* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |X|** - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.29%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! * See Item 5(a) and Note 1 to the table contained therein ** The Reporting Person disclaims that he beneficially owns, or shares the right to vote or dispose of, the shares of any of the other Reporting Persons. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 12 of 21 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON HERMANN SCHLOSSER - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION GERMANY - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 72,500 ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY NONE** OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 72,500 WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER NONE** - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 72,500 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |X|** - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.36%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! * See Item 5(a) and Note 1 to the table contained therein ** The Reporting Person disclaims that he beneficially owns, or shares the right to vote or dispose of, the shares of any of the other Reporting Persons. Also, does not include shares as to which Karen Beck, the Reporting Person's daughter, claims sole voting and dispositive powers. See the Schedule 13G filed by Ms. Beck on December 2, 2002. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 13 of 21 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON WILLIAM J. ECKENRODE - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 55,000* ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY NONE** OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 55,000* WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER NONE** - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 55,000* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |X|** - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.04%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! * See Item 5(a) and Note 1 to the table contained therein ** The Reporting Person disclaims that he beneficially owns, or shares the right to vote or dispose of, the shares of any of the other Reporting Persons. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 14 of 21 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON EARNEST M. EMERY - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NONE ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 30,000* ** OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON NONE WITH ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 30,000* ** - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 30,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |X|** - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.56%* - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! * See Item 5(a) and Note 1 to the table contained therein ** The Reporting Person's shares are held, or will be held, by Earnest M. Emery and Caroline Emery, Trustees of the Earnest M. Emery and Caroline Emery Family Trust. The Reporting Person disclaims that he beneficially owns, or shares the right to vote or dispose of, the shares of any of the other Reporting Persons. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 15 of 21 Pages This Amendment No. 1 (this "Amendment" or this "Amendment No. 1") amends and supplements the Statement on Schedule 13D filed with the Securities and Exchange Commission ("SEC") on March 28, 2003 (the "Statement" or "Schedule 13D") by Gerald D. Posner, Dennis L. Stoneman, Eileen Stoneman, Drew Stoneman, Lori Marino, Dennis Stoneman, Jr., Sandra Stoneman, Millie Merolla, Paul A. Kohmescher, Lawrence C. Karlson, Hermann Schlosser, William J. Eckenrode and Earnest M. Emery with respect to the Common Stock, par value $0.003 per share, of Mikron Infrared, Inc., a New Jersey corporation (the "Issuer"). All capitalized terms not otherwise defined in this Amendment No. 1 shall have the same meanings ascribed thereto in the Schedule 13D. ITEM 2. Identity and Background Item 2 is hereby amended and restated in its entirety as follows: (a) - (c) The persons filing this Statement as amended by this Amendment (each, a "Reporting Person" and all collectively, the "Reporting Persons") are as follows: (i) Gerald D. Posner, whose residence address is 8 Victorian Hill, Manalapan, New Jersey 07726-8682 and whose business address is 16 Thornton Road, Oakland, New Jersey 07436. Mr. Posner is presently employed as the President and Chief Executive Officer of the Issuer, and is a member of the Issuer's Board of Directors. (ii) Dennis L. Stoneman, whose residence address is 1562 Doe Trail Lane, Yardley, Pennsylvania 19067 and whose business address is 16 Thornton Road, Oakland, New Jersey 07436. Mr. Stoneman is presently employed as the Executive Vice President of the Issuer, and is a member of the Issuer's Board of Directors. (iii) Eileen Stoneman, whose residence address is 1562 Doe Trail Lane, Yardley, Pennsylvania 19067, is the wife of Dennis L. Stoneman, and is not employed or otherwise engaged in business. (iv) Drew Stoneman, whose residence address is 43 East 10th Street, Apt. 5J, New York, New York 10003. Mr. Stoneman is a son of Dennis L. Stoneman and Eileen Stoneman. He is currently employed by Time, Inc. as a marketing development manager. His business address is 1271 Avenue of the Americas, New York, New York 10020. (v) Lori Marino, whose residence address is 43 East 10th Street, Apt. 5J, New York, New York 10003, is Drew Stoneman's wife. She is currently employed as a Vice President - Professional Risk Management of ACE USA, the US member companies of the ACE Group of insurance companies. Her business address is 140 Broadway, New York, New York 10005. (vi) Dennis Stoneman, Jr, whose residence address is 817A North Taney Street, Philadelphia, Pennsylvania 19130, is a son of Dennis L. Stoneman and Eileen Stoneman. He is currently employed by Archer Daniels Midland Company as an energy trader. His business address is 140 Broadway, New York, New York 10005. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 16 of 21 Pages (vii) Sandra Stoneman, whose residence address is 817A North Taney Street, Philadelphia, Pennsylvania 19130, is the wife of Dennis Stoneman, Jr. She is an attorney currently employed by Duane Morris LLP. Her business address is 4200-One Liberty Place, Philadelphia, Pennsylvania 19103. (vii) Millie Merolla, whose residence address is 1562 Doe Trail Lane, Yardley, Pennsylvania 19067, is the mother in law of Dennis L. Stoneman and mother of Eileen Stoneman, and is not employed or otherwise engaged in business. (ix) Paul A. Kohmescher, whose residence address is 500 East Baldwin Street, Hackettstown, New Jersey 07840 and whose business address is 16 Thornton Road, Oakland, New Jersey 07436. Mr. Kohmescher is presently employed as Vice President and Chief Financial Officer of the Issuer. (x) Lawrence C. Karlson, whose residence address is 2401 Casas de Marbella Drive, Palm Beach Gardens, Florida 33410-1283, is a retired business executive and private investor, and is Chairman of the Issuer's Board of Directors. (xi) Hermann Schlosser, whose residence address is Kaiser-Friedrich-Promenade, 149, D-61352 Bad Homburg v.d.H., Germany, is a consultant to the Issuer and private investor. (xii) William J. Eckenrode, whose residence address is 575 Gramercy Lane, Downingtown, Pennsylvania 19335-4839, is a retired business executive and private investor, and is member of the Issuer's Board of Directors. (xiii) Earnest M. Emery, whose residence address is 14126 Spruce Grove Road, Lower Lake, California 95457, is a consultant to the Issuer and private investor. Title to Mr. Emery's shares of Issuer's Common Stock which are the subject of this Statement as amended by this Amendment are held, or will be held, by Earnest M. Emery and Caroline Emery, Trustees of the Earnest M. Emery and Caroline Emery Family Trust. (d) None of the Reporting Persons has, during the past five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) None of the Reporting Persons has, during the past five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is the subject to a judgment, decree or final order enjoining future violations of, or prohibiting, or mandating activities subject to, federal or state securities laws or a finding of any violation with respect to such laws. (f) Each of the Reporting Persons except Mr. Schlosser is a citizen of the United States. Mr. Schlosser is a citizen of Germany. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 17 of 21 Pages ITEM 4. Purpose of Transaction Item 4 is hereby amended and supplemented by deleting the last paragraph thereof and replacing it with the following: Although the members of the Director Group own or control, individually or, in the case of Dennis L. Stoneman, jointly with his wife, less than 23%, in the aggregate, of the Issuer's outstanding Common Stock, the members of the Director Group consider themselves to be affiliates of the Issuer, as such term is defined in Rule 12b-2 of the Securities Exchange Act of 1934 (the "Act"). Therefore, although the Director Group does not, at present, have any specific plan or proposal which relates to or would result in any of the transactions or occurrences described in paragraphs (i) - (x) above, they possess the power and authority to cause such transactions and/or occurrences to be implemented, and do not disclaim that they may undertake one or more of such transactions or occurrences in the future. ITEM 5. Interest in Securities of the Issuer Item 5 is hereby amended and restated in its entirety, as follows: (a) For purposes of the disclosures made in the Schedule 13D as amended by this Amendment, the Issuer has outstanding or is deemed to have outstanding (i) 4,888,200 shares of Common Stock of the Issuer disclosed as outstanding in the Issuer's definitive proxy statement filed with the SEC on April 11, 2003 (SEC file No. 0-15486), and (ii) 412,856 shares of Common Stock which, as disclosed in said proxy statement, are issuable pursuant to options which certain of the Reporting Persons may exercise within 60 days of the date of this Amendment, and therefore, are deemed to be outstanding pursuant to Rule 13 d-3(d)(1)(i)(A) of the Act. Based on the foregoing, the Reporting Persons, (i) collectively, would beneficially own 1,379,056 shares (25.98%) of the outstanding Common Stock of the Issuer (including the 412,856 shares of Common Stock deemed to be outstanding pursuant to Rule 13d-3(d)(1)(i)(A) of the Act); and (ii) individually, would beneficially own the outstanding Common Stock of the Issuer, as follows: [table follows on next page] SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 18 of 21 Pages
Name of Reporting Person Shares Owned Percentage (1) ------------------------ ------------ ---------- Gerald D. Posner 579,761 (2) 10.94% Dennis L. Stoneman 338,095 (2) 6.38% Dennis L. Stoneman and Eileen Stoneman, JTWROS 46,000 0.86% Eileen Stoneman 6,000 0.11% Drew Stoneman 11,000 0.20% Drew Stoneman and Lori Marino, JTWROS 6,000 0.11% Dennis Stoneman, Jr. and Sandra Stoneman, JTWROS 42,200 0.80% Millie Merolla 3,000 0.06% Paul A. Kohmescher 15,000 (3) 0.28% Lawrence C. Karlson 174,500 (4) 3.29% Hermann Schlosser 72,500 1.36% William J. Eckenrode 55,000 (5) 1.03% Earnest M. Emery 30,000 (6) 0.56% ---------- ------ 1,379,056 25.98%
- ---------- (1) For purposes of calculating the percentage of ownership of Common Stock held by each Reporting Person, Issuer is deemed to have 5,301,056 shares of Common Stock outstanding, i.e., 412,856 more shares than are actually outstanding. (2) Includes 171,428 shares of Common Stock issuable pursuant to options which may be exercised within 60 days of the date of this Amendment. (3) Includes 10,000 shares of Common Stock issuable pursuant to options which may be exercised within 60 days of the date of this Amendment. (4) Includes 35,000 shares of Common Stock issuable pursuant to options which may be exercised within 60 days of the date of this Amendment. (5) Includes 25,000 shares of Common Stock issuable pursuant to options which may be exercised within 60 days of the date of this Amendment. (6) All of these shares are held, or will be held, by Earnest M. Emery and Caroline Emery, Trustees of the Earnest M. Emery and Caroline Emery Family Trust. (b) Except for the Reporting Persons identified in the immediately preceding table as joint tenants with rights of survivorship ("JTWROS") or as trustees, the Reporting Persons disclaim beneficial ownership with respect to one another's shares. The Reporting Persons identified in the immediately preceding table as joint tenants with rights of survivorship and as trustees share all voting rights and rights of disposition with their respective co-tenants and co-trustees with regard to the shares identified as being owned by them in said table. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 19 of 21 Pages (c) Except for the purchase of the Shares, none of the Reporting Persons effected any transactions in the Issuer's Common Stock during the past sixty (60) days. (d) Not Applicable (e) Not Applicable SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 20 of 21 Pages SIGNATURES. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and current(1). ------------------------------------ Gerald D. Posner ------------------------------------ Dennis L. Stoneman ------------------------------------ Eileen Stoneman ------------------------------------ Drew Stoneman ------------------------------------ Lori Marino ------------------------------------ Dennis Stoneman, Jr. ------------------------------------ Sandra Stoneman ------------------------------------ Millie Merolla ------------------------------------ Paul A. Kohmescher - ---------- (1) None of the Reporting Persons certifies any statements that relate to any other Reporting Person, except that the following pairs of Reporting persons certify the statements that relate to each other: Dennis L. Stoneman and Eileen Stoneman, Drew Stoneman and Lori Marino and Dennis Stoneman, Jr. and Sandra Stoneman. SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 59862R 10 3 Page 21 of 21 Pages ------------------------------------ Lawrence C. Karlson ------------------------------------ Hermann Schlosser ------------------------------------ William J. Eckenrode ------------------------------------ Earnest M. Emery -----END PRIVACY-ENHANCED MESSAGE-----